Lee’s principal area of practice is litigation with an emphasis on the defense of professionals in malpractice claims, including, among others, broker-dealers, registered representatives, investment advisors, certified financial planners, and other financial services professionals, in connection with a wide-array of customer and industry claims and disputes before numerous state and federal courts throughout Texas and before the Financial Industry Regulatory Authority (“FINRA”) in arbitrations throughout the country.  He also has significant experience representing financial services professionals before the regulatory divisions of FINRA, the SEC, and various state securities bureaus. 

Lee has extensive experience defending and architects, engineers, surveyors, and other design professionals and contractors, in construction defect and delay claims, in state courts throughout Texas and before the American Arbitration Association (“AAA”).

Lee has considerable experience defending insurance brokerage firms and agents in malpractice claims throughout Texas. Lee has also represented insurance brokerage firms and agents before the Texas Department of Insurance (“TDI”) .

In the area of professional liability, Lee has additionally defended malpractice claims brought against attorneys, accountants, real estate brokers and agents, appraisers, home inspectors, title agents, and health care professionals.  Lee has also represented attorneys in complaints before the State Bar Grievance Committee and real estate brokers, agents, and home inspectors before the Texas Real Estate Commission (“TREC”).

In the area of product liability, Lee has represented both foreign and domestic product manufacturers and distributors in state and federal courts throughout Texas, where he has successfully defended manufacturers and distributors of a wide variety of products in claims for wrongful death and catastrophic injuries. Products he has defended range from heavy industrial equipment to consumer appliances and electronics and medical devices, among others.

Lee’s premises liability defense work focuses on defending building owners and managers in cases involving injuries to tenants, employees and premises invitees by criminal acts of third parties, many of which matters involve claims of wrongful death and significant injury.

Lee’s practice also includes a variety of litigation matters such as director and officer liability, employment liability, ERISA claims, commercial litigation, business disputes, civil rights violations, technology and cyber liability/disputes, transportation and other personal injury claims, including wrongful death and catastrophic injury claims, commercial claims, consumer claims, debt collection defense, and insurance coverage disputes, including extra-contractual claims.

Areas of Practice

  • Professional Liability
  • Construction Litigation
  • Director and Officer Liability
  • Products Liability
  • Premises Liability
  • Business/Commercial Litigation
  • Medical Malpractice
  • Labor and Employment
  • Transportation
  • Wrongful Death and Catastrophic Injury
  • Complex Tort and Casualty Claims
  • Consumer Claims and Debt Collection Defense
  • Insurance Coverage Disputes
  • Technology and Cyber liability
  • Insurance
  • Contract Drafting and Negotiation Services

Relevant Experience

  • Obtained summary judgment in favor of a broker-dealer and registered representative in state district court action based on alleged misrepresentations involving alternate investments.
  • Obtained dismissals of broker-dealers and registered representatives in FINRA arbitration under FINRA Rule 12206.
  • Obtained summary judgment in favor of prominent medical equipment manufacturer in a Texas Deceptive Trade Practices Act (DTPA) and breach of warranty action in the U.S. District Court for the Southern District of Texas, McAllen Division.
  • Obtained dismissal in favor of the exclusive United States distributor for the global leader in bicycle parts manufacturing in a significant exposure, product liability action in the U.S. District Court for the Southern District of Texas, Houston Division.
  • Obtained summary judgment in favor of an industry leading medical equipment manufacturer in a potential seven-figure negligence action in Cameron County, Texas.
  • Obtained summary judgment in favor of a large corporate services company in a premises liability case U.S. District Court for the Eastern District of Texas, Beaumont Division.
  • Obtained a dismissal of in favor of an emergency medical care air transport company in a wrongful death, medical malpractice action in the U.S. District Court for the Western District of Texas, Waco Division.
  • Obtained summary judgment in favor of an industry leading electrical device manufacturer in a wrongful death, product liability action in the State District Court of Galveston County, Texas.
  • Obtained defense judgment following a bench trial in favor of a manufacturer of a home stereo system in a product liability action in the U.S. District Court for the Southern District of Texas, Houston Division; where Plaintiffs alleged that a defect in the stereo system caused a fire, resulting in substantial property damages.
  • Obtained defense verdict in a truck collision case in the State District Court of Bexar County, Texas, where plaintiff was claiming significant damages.
  • Obtained dismissals of attorney grievances before the State Bar Grievance Committee.
  • Obtained summary judgments in insurance broker malpractice claims in multiple state district courts in Texas.
  • Obtained dismissals of complaints against insurance agents/brokers before the Texas Department of Insurance.
  • Obtained summary judgments of professional home inspector malpractice claims in multiple state district courts in Texas.
  • Obtained summary judgments in attorney malpractice claims in multiple state district courts in Texas.
  • Obtained dismissals of complaints against professional home inspectors before the Texas Real Estate Commission (TREC).
  • Represented the exclusive United States distributor of a global leader in concrete truck manufacturing in a high exposure, product liability action involving wrongful death in the state district court in Texas.
  • Regularly defends architects & engineers and contractors in commercial and residential construction litigation in AAA arbitrations and in state district courts throughout Texas.
  • Regularly defends real estate agents/brokers and professional residential and commercial inspectors in professional liability claims in state and federal district courts throughout Texas.
  • Regularly defends building owners and managers in cases involving injuries to tenants, employees and premises invitees by criminal acts of third parties, many of which matters involve claims of wrongful death and significant injury.
  • Regularly defends broker-dealers and registered representatives in FINRA arbitrations in Texas and nationwide.

Education

  • South Texas College of Law, J.D. cum laude, 2000
    • Editorial Board Member, South Texas Law Review
  • University of Texas at Austin, B.A., 1996

Admissions

  • State Bar of Texas, 2000
  • United States District Courts for the Northern District of Texas
  • United States District Courts for the Southern District of Texas
  • United States District Courts for the Western District of Texas
  • United States District Courts for the Eastern District of Texas
  • S. Court of Appeals for the Fifth Circuit

Memberships and Affiliations

  • Houston Bar Association
  • American Bar Association Bar Association of the Fifth Federal Circuit (BAFFC)
  • Houston Bar Association
  • Professional Liability Underwriting Society (PLUS)
  • Texas Bar Foundation, Fellow
  • Lawyers of Distinction in Securities Litigation, 2017-2019
  • The Defense Research Institute (DRI)
  • Named Lawyer of Distinction in Securities Litigation, 2017-2019

Publications & Presentations

  • Authored and presented continuing education seminars for attorneys and adjusters regarding the defense of insurance broker malpractice claims.
  • Authored and presented continuing education seminars for attorneys and adjusters regarding the defense of healthcare liability claims.
  • Authored and presented continuing education seminars for attorneys and adjusters regarding the defense of transportation and catastrophic personal injury claims.